THE ROTHENBERG GROUP PRIVACY STATEMENT
It is the commitment of the Rothenberg group of companies to maintain and protect all personal client information. An important part of our commitment to you is our respect for your right to privacy.
Keeping our customers’ and employees’ information and affairs in strict confidence is a cornerstone of our commitment. The range of products and services offered to our customers continues to expand, and the technologies we use continues to change. However we will always endeavor to implement and maintain policies and procedures that will protect your privacy.
Collection of information will be limited to those details necessary for the purposes of a specific transaction and/or by the various financial institutions, as well as The Canadian Investment Regulatory Organization (CIRO), Canadian Investor Protection Fund (CIPF), The Registered Deposit Brokers Association (RDBA), Deposit Brokers Services (DBS), The Alberta Insurance Council (AIC), and l’Autorité des Marchés Financiers (AMF).
Client information may be disclosed only for the purpose of which it was selected. Safeguards are in place to protect the information collected and clients shall have access to the information upon request. By becoming a client, you are consenting to the collection and disclosure of information to the appropriate third parties listed above as well as the sister companies:
ROTHENBERG WEALTH MANAGEMENT INC.
Level II Stock Broker
Stocks, Bonds, Mutual Funds, Self-Directed RRSPs and RRIFs
Member of the Canadian Investment Regulatory Organization and Canadian Investor Protection Fund
Christopher Mack of Rothenberg Wealth Management has been designated as the Privacy Officer and has the support of senior management. Any inquiries suggestions or complaints should be addressed to:
Christopher Mack, Rothenberg Wealth Management
4420 St. Catherine St. W., Montreal, Qc H3Z 1R2
Telephone: 514-934-0586 or 1-800-811-0527 Fax: 514-934-3134
Email: cmack@rothenberg.ca
ROTHENBERG & ROTHENBERG
GIC and Insurance Broker
GICs, Annuities, and Insurance
Member of Registered Deposit Brokers’ Association and Canadian Deposit Insurance Corporation
Tina Patel of Rothenberg & Rothenberg has been designated as the Privacy Officer and has the support of senior management. Any inquiries, suggestions or complaints should be addressed to:
Tina Patel, Rothenberg & Rothenberg
4420 St. Catherine St. W., Montreal, Qc, H3Z 1R2
Telephone: 514-934-0586 or 1-800-811-0527 Fax: 514-934-3134
tpatel@rothenberg.ca
