At Rothenberg Capital Management, we are proud and grateful for the trust our clients put in us. We believe there are many reasons that we have earned their trust and would like to share them with you.
First, as our clients know, we treat $10,000 with the same importance as one million. Our approach is focused on a personalized overview of the client’s needs, their stage of life and, most importantly, their comfort zone. Further, all our advisors have successfully completed the Canadian Securities Course and the Professional Financial Planning Course, most also have university degrees in business or economics, and several have the coveted Chartered Financial Analyst or Certified Financial Planner designations.
We receive regular independent audits and are a member of the Investment Industry Regulatory Organization of Canada (IIROC). We are covered under the regulators insurer known as the Canadian Investor Protection Funds (CIPF). Each client account is therefore covered up to $1 million. The firm we use for our back office administration, NBIN, is covered by the same insurer.
The Rothenberg Group is an independent broker representing more than 40 banks and trusts across Canada. We operate an insurance brokerage division representing multiple insurance companies, and have access to all the financial products on the market. But because they are not our products, we are unbiased and only recommend what is in each client’s best interest.
We also care about the communities we are part of. We have been a proud sponsor of Gloria’s Girls and cancer research at the Jewish General Hospital, in Montreal; we have sponsored the Fort Calgary Outriders, a riding club representing Alberta’s western heritage, riding in parades including the Calgary Stampede Parade, and participating in their own community involvement; and our founder, Jack Rothenberg, has been awarded a Plaque of Appreciation from the Westmount Crusader Pathfinder Club, an organization of the Seventh-day Adventist Church Worldwide, dedicated to meeting the social, physical, mental and spiritual development needs of its members, aged 10-16.
We keep clients well-informed about progress toward their financial goals. Besides sending reports regularly, our advisors often meet with clients to assess performance, hear about life events that may change the client’s needs, re-evaluate recommendations, and update their portfolio. We accompany our clients through everything life may throw at them!
We believe that our conservative approach to investing, our care for community and clients, and our proven expertise all have a lot to do with our decades-long excellent reputation.
We look forward to welcoming you in our office in the near future and learning about your objectives. Together we can make 2018 a year to remember!