The Rothenberg philosophy and process differentiates us from other financial services firms.
Our wealth management advisors are on salary rather than commission and are compensated on the service they provide to you rather than the transactions that take place.
We don’t have any of our own internal products allowing us to remain completely independent providing recommendations that are in line with your specific goals and objectives.
Our 3-D process is put in place with each one of our clients. The 3 D’s are:
- Discovery
- Design
- Deploy
We begin the discovery process finding out about your specific goals and needs relating to family, occupation, recreation and money.
We design a customized plan for you that includes tax, estate and legacy planning. Your risk tolerance level is measured ahead of time combined with your investment experience, and time horizon for specific goals related but not limited to education, home purchase, asset purchase, business startup, recreation, and retirement.
Once your plan has been designed, a meeting is set up to fine tune the recommendations and discuss deployment of the various pieces.
Regular meetings are scheduled to monitor the success of your plan with your objectives and note and changes to your personal circumstances and goals. When you succeed, we succeed.
Estate and Legacy Planning Services are not regulated by CIRO.